Chapter 924: Chapter 378: Open Scheme
With a target of suspicion, the next step is verification, but it’s very difficult, at least Han Lie can’t do it.
Mainly because it’s hard to collect evidence.
The internal system of the brokerage doesn’t have login record functionality, and too many people have permission to view the accounts of Zhongmei.
This authority is legal. According to the requirements of upper-level supervision, securities companies must manage and record clients’ holdings with responsibilities at each level from the branch to the head office.
Zhongmei’s fund trading account is indeed a confidential account, but when the issue arises within the top management, the so-called confidentiality rules become meaningless.
"You traders are most afraid of being unknown and also afraid of being too famous..."
President Jin spoke slowly, seeming both advisory and warning.
"The insider trading issue has been persistent since the A-share market came into being, now everyone knows they can make money following you, issues are almost inevitable. My advice is to handle it cautiously and avoid making it too ugly."
Han Lie furrowed his brow but quickly became relaxed.
Old Jin was just afraid that the young master would be impetuous and recklessly cause a scene...
There are only four paths laid before Han Lie to resolve this matter, simple yet not so simple—
The first path is to directly say goodbye to Citic, transfer the account, and make them miserable with a loss of 7.5 billion.
The benefit is that you won’t have to plot against them, and it can also warn the next brokerage, making them give due importance and strive to prevent similar incidents from recurring.
The downside is Citic will inevitably become a laughing stock in the industry, and external pressure will unite them internally to handle the leak by covering it up, letting the real culprit get away.
Additionally, the current head of Citic’s Magic Capital branch is very likely to harbor resentment against Han Lie.
——You cause them to be questioned by the headquarters, how could they possibly show you a good face?
The second path is to find the high-level management of Citic Securities through friends and have them conduct a self-examination, eventually giving Han Lie an account.
The benefit is internal digestion, minimal noise, not embarrassing the opposite party, while Han Lie gains enough substance.
The downside is that it is difficult to trace the real perpetrator, likely offering Han Lie some compensation and a muddling resolution.
The third path, flipping the table.
Directly report to the CSRC requesting them to handle it seriously.
Since the new appointment, the Inspection Bureau fears not having enough cases or large ones, and doesn’t fear working overtime.
"All cases must be investigated" is not an exaggeration.
If you don’t want it to be so massive, reporting to the Magic Capital commissioner’s office also works, let Panzi find a way to pressurize them, they will be devoted as well.
The benefit is a high probability of uncovering who is playing tricks.
They have the authority to extensively call the tracking data and then conduct target investigation on the trackers, cross-examination, regardless of who leaked the information, they absolutely won’t escape.
By then, a lifelong market ban sentence will cause that troublemaker to become thoroughly unemployed and disappear from the financial circle.
The downside is only one: Han Lie will become an anomaly in the industry, a lone wolf.
The severity varies depending on the department reported.
The lightest consequence is filing a complaint to the Magic Capital commissioner’s office, followed by reporting to the Headquarters Securities Fund Institutional Supervision Department (Institutional Department for short), with the most severe consequence being reporting to the Inspection Bureau.
The lightest outcome is reaching mutual understanding with Citic under the intervention of the Magic Capital commissioner’s office, resolving it internally within Magic Capital.
The heaviest outcome is Citic Securities will inevitably receive administrative penalties, becoming a disgrace within the entire group.
By then, not only Citic but also other peers will think Han Lie is too "unprincipled" and untrustworthy.
The fourth path is the most common—swallowing it angrily.
Playing dumb is a necessary skill in the financial circle, too many matters can’t be scrutinized, nor are worth it.
Feigned ignorance in the financial circle is definitely a wise saying.
...
President Jin stared at Han Lie with bright eyes, seemingly wanting to know whether the young man in front of him understood.
"Uncle Jin, are you afraid I’ll flip the table?"
Han Lie laughed loudly, half-jokingly answered: "If I really want to flip the table, I certainly won’t be too hurried, nor would I do it in a crude manner."
"Oh?"
President Jin raised his eyebrows with interest and asked: "Then how would you do it?"
Done, case solved!
President Jin just doesn’t want Han Lie to make a big scene and affect the General Manager of Citic Securities Magic Capital branch, his classmate junior.
After realizing this point, Han Lie felt more confident inside.
You’re siding with them?
Trying to persuade me to let it go peacefully?
Then let me show you, whether I have the capability to hurt them badly!
Han Lie enthusiastically prepared himself, narrating like telling a story, vividly describing his plan.
"If they really anger me, then I’ll definitely pretend as if I haven’t noticed anything, proceed to build positions and trade normally, while leading behind a group of little mice to slowly make money.
Three to five months is too little, at least lead them to stable profits for half a year!
Initially, they certainly won’t have big guts, secretly operating sneakily, following slightly, dispersing actions across multiple accounts.
But as time goes on, vigilance naturally lowers.
Moreover, I’m always making money!
People’s appetites grow larger, earning money without cost is never satisfying.
Then, I’ll seize an opportunity to play big.
For example, through certain friends, promote some special sector to a few people, firmly optimistic, blow a tenfold potential!
The theme is certainly good, but the selected key stocks might conceal some potentially major issues...
